James is an Operations/Compliance Coordinator with Ford Financial Group and works closely with each team member. He fosters efficiency in daily operations and is responsible for ensuring compliance with rules and regulations.
James holds a degree in business concentrating in finance from Saint Mary’s College of California. As a registered administrative assistant with LPL Financial, he holds Securities Registrations Series 7, 66 & 24. A native of Fresno, he enjoys playing sports, walking his dog Sandy and spending time with his family while rooting on the Oakland Athletics, Golden State Warriors and Minnesota Vikings.