Jimmy is a Compliance and Operations Coordinator with Ford Financial Group and is responsible for ensuring compliance with regulations and fostering efficiency in daily operations. Jimmy works closely with firm officers to design and implement best practices, evaluate procedures, and help build a culture of innovation.
Jimmy is a Fresno native and graduated with a bachelor’s degree in business from California State University, Fresno. Prior to joining Ford Financial Group, Jimmy served as a registered principal at two other investment firms, holding various compliance and operations roles. Jimmy holds securities registrations Series 4, 7, 24, 27, 52, 53, and 63 with LPL Financial and Series 65 with Ford Financial Group.
Outside the office, Jimmy enjoys hikes in Yosemite and spending time with his wife, Jamie, and their two children, Everett and Avery.