5260 North Palm Avenue
Hybrid - RIA Compliance & Operations Coordinator
Job Title: Compliance & Operations Coordinator Reports To: RIA Chief Compliance Officer Location: Fresno, CA
Ford Financial Group is a Hybrid-RIA firm that comprehensive financial planning and investment management to our clients. With over 30 years of operation FFG strives to continue to grow in an evolving financial services industry, with the goal of providing excellent client service and advisor support.
The RIA Compliance and Operations Coordinator plays an integral part in supporting the firm’s efforts to maintain compliance with applicable federal and state regulatory requirements across various aspects of its business operations. The RIA Compliance and Operations Coordinator will assist the RIA Compliance and Operations team in the day-to-day administration of the firm’s investment adviser compliance program. The role will also support other operational functions of the firm.
Essential Duties and Responsibilities: The primary responsibilities of this role include, but are not limited to, the following:
Qualifications & Competencies:
Education and/or Experience:
If this sounds like a position in which you would excel, please send us your resume (attached as a Word Document) with a cover e-mail to the attention of firstname.lastname@example.org. Also, please use your last name somewhere in your resume’s file name.
We are looking to fill a part-time position with a college student looking for experience in the Financial Services industry working with an established financial planning firm. Ideally, we would like to recruit a student of sophomore or junior standing.
Tasks will primarily be clerical, such as:
This position is ideal for someone interested in working part-time while completing their college education with the prospect of growing into a career with Ford Financial Group. While an emphasis in Finance or a related business study, isn’t necessary, it is preferred.
The ideal candidate will present a professional demeanor, be a self-starter, goal-oriented, possess strong computer skills and a willingness to be a team player.
If you are interested or have someone to recommend for this position please reach out to Kelle Butler at email@example.com
Are you looking to make a switch to Ford Financial Group? As a member of our administrative staff, you can be apart of a diverse, professional workplace, where we prioritize the satisfaction of our clients, as well as our employees. Contact us by sending your resume to our Chief Compliance Officer, Kelle Butler, at firstname.lastname@example.org or call (559) 449-8690 if you have any questions.